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On-demand webinar

Countdown to January 1: AML regulations for investment advisers

With just six months to go until FinCEN’s deadline for US investment advisers to implement comprehensive AML/CFT programs, now is the time to make sure yours will satisfy regulatory requirements. How can you set up your program with the right data and technology to support efficient compliance?

Watch our expert-led webinar to understand the new regulatory requirements for US investment advisers, how to implement an effective compliance program, and why technology-led solutions are key to balancing compliance with growth.

Here’s what the 30-minute session will explore:

The scope of the new rule: Find out who the amendment applies to, any exceptions to its requirements, and why it was created.
Your key compliance requirements: Discover the essential elements of a compliance program that you need to implement to satisfy regulatory expectations in the US.
Leveraging data and technology: Understand why real-time information and advanced technology are crucial in implementing a risk-based approach that bolsters compliance without draining budgets.

Watch now

Speakers include:

Andrew Davies

Head of Global FCC Strategy, ComplyAdvantage

Disclaimer: This is for general information only. The information presented does not constitute legal advice. ComplyAdvantage accepts no responsibility for any information contained herein and disclaims and excludes any liability in respect of the contents or for action taken based on this information.